We are looking for a long term investment...
Head of Fund Regulatory Development
Apply now Job no: 15062017GLC
Work type: Full Time
Categories: Compliance, Career Returners
M&G Investments We are not your average financial services firm and our unique culture is just one aspect that makes us stand out from the crowd. We offer a supportive environment that encourages innovation and creativity whilst maintaining a healthy lifestyle balance. You will be joining one of Europe’s leading Investment Management firms where you can expect real responsibility and recognition from day one. We are large enough to offer a wide variety of career opportunities, whilst small enough to treat you as an individual and tailor training and development to your specific needs. The Opportunity An opportunity has arisen for a Head of Fund Regulatory Development to inform and provide expert advice in relation to fund regulatory developments. Your responsibilities will be… • Understand and communicate the impacts of fund-related regulatory developments, including in relation to their distribution, on M&G by assimilating and aggregating large quantities of complex information to identify priorities, themes and trends • Provide regular briefings and reporting on fund-related regulatory developments and relevant policy issues to senior management and governance bodies • Develop internal policy papers on fund-related regulatory developments and deliver internal training on fund-related regulatory matters • Hold cross-business impact assessment meetings with concerned stakeholders to obtain feedback on relevant regulatory developments • Participate in regulatory change implementation projects as subject matter expert on regulation and arbitrate on regulatory interpretations where differences of view exist, as required • Engage the business on regulatory developments affecting funds and their distribution, co-ordinate feedback and draft M&G responses to regulatory proposals, working closely with Prudential’s Group Public Affairs • Represent M&G’s views via external bodies (e.g. asset management industry trade associations) or directly to policy makers and legislators, as appropriate • Support the Director of Compliance Strategy & Regulatory Development with regard to the efficient operation of the Regulation Forum • Liaising with the Compliance Advisory Team on emerging fund regulatory issues and developments in order for these to be incorporated in Compliance advice delivered to the business • Deputise for the Director of Compliance Strategy & Regulatory Development when required • Be proactive, demonstrate well considered judgements and anticipate emerging risks • Ensure that M&G risk and control methodologies are applied on a consistent basis
Internal & external relationships • Act as a key contact for executive management and relevant Boards in relation to fund regulatory developments • Maintain effective contact with regulatory policymakers and industry experts to ensure M&G sustains best practice in anticipating and responding to regulatory developments • Participate in and work with relevant industry bodies and groups in relation to fund regulatory developments, initiatives, trends and proposals • Participate in external conference panels and meet clients to highlight fund regulatory developments and obtain market feedback • Develop positive and professional working relationships within the Risk and Compliance Departments, Group-wide Internal Audit and with senior managers throughout M&G • Build and maintain an effective cross departmental internal network to facilitate a deep understanding of the business
What are we looking for? • You will ideally be educated to a degree level and have a relevant compliance qualification as well as an investment management qualification. • It is desirable for you to have Managerial experience but not essential. • You will show in-depth knowledge and awareness of UK and European regulatory environments, particularly in the funds area, and their impacts on an EU-based Fund Manager. • You will have a strong understanding and experience of interpreting regulations as they apply to retail and institutional investors. • You will need strong knowledge and experience of interpreting regulations as they apply to retail and institutional investors. • You will need a strong understanding of the process and development of regulatory policy, including interactions with legislators and policymakers.
For this role, you will have the ability to conceptualise complex issues. You will be a self-starter who can demonstrate a can-do attitude with high levels of initiative and a strong work ethic. Your strength of character will enable effective communication across all levels of the organisation.
M&G is committed to a diverse and inclusive workplace. Our role as an employer is very simple – to provide the right environment for talented people to do their best work, by respecting, understanding and valuing individual differences. We welcome applications from individuals who have taken an extended career break, and we are willing to consider flexible working arrangements for all of our roles.
Advertised: GMT Daylight Time 15 Jun 2017
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